Risk/Control Testing (Contract Role)
Location
Hybrid | North America | New York, NY, USA or Toronto, Ontario, Canada
Job Type
Contract Role
Salary
Negotiable, Commensurate with Experience
Discipline
Financial Services, Brokerage/Securities, Capital Markets
Risk/Control Testing
Our client, a large North American bank, is seeking highly motivated, and experienced Risk/Control Testing candidates to join their team. They are looking for eager, proactive individuals who are looking to add value quickly to the team with a background in Capital Markets (CM).
Key Responsibilities
Conducting Control Tests by executing testing procedures to assess the effectiveness of controls within various operational processes Test and evaluate the design and operating effectiveness of key controls to identify any weaknesses or gaps
Maintain accurate and detailed documentation of testing processes, results, and any identified issues or deficiencies
Work closely with other teams within the organization, including risk management, compliance, and internal audit teams, to share information, insights, and coordinate efforts
Work with business units to address and remediate control deficiencies identified during testing
Collaborate with relevant stakeholders to implement corrective actions and preventive measures
Monitor the effectiveness of controls over time, and report on the ongoing status of operational risk and resiliency within capital markets operations
Qualifications & Competencies
Control testing experience is needed.
Client is looking for 1-2 years experience and eager to break into CM, if not already experienced in CM.
Client willing to consider candidates without strong previous experience if they are willing to learn and work hard.
Knowledge of Brokerage/Securities processing and Capital Markets
Application Process
If you are eager to advance your career, we invite you to apply for this exceptional opportunity with our client.
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